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Vanguard to Pay $106 Million in Restitution

Vanguard fined more than $100 million by SEC over violations involving target date retirement funds

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds.

YAHOO!Finance · 6h

SEC Fines Vanguard $106M Over Retirement Fund Tax Issues

Investment giant Vanguard failed to properly disclose tax implications to retirement fund investors, triggering unexpected capital gains taxes.

The New York Times · 10h

Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes.

State AG, SEC reach $106M settlement from investment adviser Vanguard Group

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

14hon MSN

Vanguard to pay $106M to settle SEC charges over TRF disclosure violations

The Vanguard Group Inc., one of the world's largest asset managers, will pay a $106.41M penalty to resolve charges for ...

planadviser.com7h

SEC Fines Vanguard for Misleading Retail Target Date Fund Investors

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...

Vanguard Settles With SEC Over Surprise Capital-Gains Taxes

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

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