On June 1, 2020, the Department of Justice (“DOJ”) issued an updated version of its “Evaluation of Corporate Compliance Programs” (the “DOJ Guidance”), available here. The DOJ Guidance is an update to ...

Response to detected offenses (including remediation of harm caused by criminal conduct) and corrective action plans (including assessment and modification of the compliance and ethics program); and ...

Will Kenton is an expert on the economy and investing laws and regulations. He previously held senior editorial roles at Investopedia and Kapitall Wire and holds a MA in Economics from The New School ...

Before joining Hightower, Lavigne served as vice president and chief compliance officer at Edelman Financial Engines. His ...

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We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Nearly five years after it was mandated by Congress to go into effect, federal trucking regulators have yet to establish a “beyond compliance” program to offer motor carriers some sort of extra credit ...

Those shortcomings found in remote “desk audits” of 166 covered entities and 41 business associates are still often cited by the Department of Health and Human Services in its Office for Civil Rights’ ...

The Emerson Leadership Institute is currently redeveloping the certificate program in Corporate Ethics and Compliance Management (CECM). The content from the original course is being divided into ...

Vendor compliance is achieved when a merchandise vendor ships a retailer’s purchase order in a manner that satisfies the retailer’s requirements. These requirements or business rules are typically ...

A Jan. 15, 2014, article published in the Wall Street Journal titled “Compliance Officer: Dream Career?” identified being a compliance officer as “one of the hottest jobs in America.” While an ...