Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

The Wisconsin Department of Financial Institutions has joined other states in a $106 million settlement with Vanguard Marketing Corporation, a company that has allegedly failed at supervising ...

Legislation named after an Iowan killed in a drunken driving crash by an immigrant who was not legally authorized to be in ...

The Securities and Exchange Commission fined Vanguard $106 million for misrepresenting how changes to its investment requirements would impact taxes for ordinary investors.

Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.

The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.