Amid high-profile, class-action lawsuits over inflated prescription drug prices, advisers are urged to cement a fiduciary ...

The North American Securities Administrators Association updated a rule that seeks to bar many broker-dealer reps from using ...

States can now adopt a model rule that will prevent brokers from holding themselves out to the public as "advisors" or ...

The North American Securities Administrators Association has adopted amendments to a model rule that would bar broker-dealer ...

NASAA is concerned that the use of advisor/adviser titles can create confusion among investors, who may mistakenly believe ...

Whenever the topic of talking with a financial professional who can help create a long-term strategy toward retirement arises ...

As the FCA weighs in, the NFDA defends car dealers, arguing for clearer regulatory frameworks over broad fiduciary duties ...

Plaintiff Michael Ammann previously filed suit against eXp in December 2024 over allegations of fraudulent practices and ...

Health insurance consultant firm Evolution Healthcare did not breach alleged fiduciary duties to employer clients because its contracts explicitly disclose prescription drug rebate information, parent ...

Medicare Advantage plans increasingly rely on middlemen for marketing, a move that is hiking costs and making it more difficult for the government to oversee and regulate health plans that millions of ...

Trust has always been the cornerstone of the financial industry. Investors seek experts who will prioritize their interests, offer objective guidance, and help them toward long-term financial success.

A life insurance broker works for you. Unlike a captive insurance agent who works for only one specific insurer, a life ...